Leveraging on our strong distribution network, we have underwritten or placed shares for over 400 listed companies in Hong Kong. Some of the deals are set out as follows:
| Primary offerings (IPOs) |
| 2009 |
Longfor Properties Co. Ltd. |
Co-Manager |
Global offering of 1,000,000,000 shares at maximum price of HK$7.07 per share |
| 2009 |
CPMC Holdings Limited |
Co-Manager |
Global offering of 200,000,000 shares at maximum of HK$5.39 per share |
| 2009 |
Evergrande Real Estate Group Limited |
Co-Manager |
Global offering of 1,614,935,000 shares at maximum of HK$3.5 per share |
| 2009 |
China South City Holdings Limited |
Co-Manager |
Global offering of 1,500,000,000 shares at maximum price of HK$2.1 per share |
| 2009 |
361 Degrees International Limited |
Co-Manager |
Global offering of 500,000,000 shares at maximum of HK$4.35 per share |
| 2008 |
China South Locomotive & Rolling Stock Corporation Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 1,600,000,000 H Shares at maximum price of HK$2.76 per H share |
| 2008 |
China Shanshui Cement Group Ltd. |
Underwriter |
International offering and Hong Kong offering of 650,840,000 shares at maximum price of HK$3.65 per share |
| 2008 |
Central China Real Estate Ltd. |
Co-Manager |
International offering and public offering of 500,000,000 shares at maximum price of HK$3.8 per share |
| 2008 |
Chongqing Machinery & Electric Co., Ltd. |
Underwriter |
International offering and Hong Kong public offering of 1,004,900,000 H hares at maximum price of HK$1.7 per H share |
| 2008 |
China Railway Construction Corporation Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 1,706,000,000 H shares at maximum price of HK$10.7 per H share |
| 2007 |
China National Materials Company Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 931,708,000 H shares at maximum price of HK$4.5 per H share |
| 2007 |
SinoTruk (Hong Kong) Ltd. |
Co-Manager |
International offering and Hong Kong offering of 702,000,000 share at maximum price of HK$12.88 per share |
| 2007 |
Xinjiang Xinxin Mining Industry Co., Ltd. |
Co-Manager |
International placing and public offering of 600,000,000 H shares at maximum price of HK$6.5 per H share |
| 2007 |
Ajisen (China) Holdings Ltd. |
Co-Manager |
Placing and public offering of 300,000,000 shares at maximum of HK$5.47per share |
| 2007 |
Regal REIT |
Co-Manager |
Placing and public offering of 869,289,000 shares at maximum of HK$3.38 per share |
| 2007 |
Country Garden Holdings Ltd. |
Co-Manager |
Placing and public offering of 2,400,000,000 shares at maximum shares of HK$5.38 per share |
| 2007 |
China CITIC Bank Corporation Ltd. |
Co-Manager |
Placing and public offering of 4,885,479,000 H shares of HK$5.86 per share |
| 2007 |
KWG Property Holding Ltd. |
Underwriter |
International offering and Hong Kong public offering of 625,000,000 shares at maximum price of HK$7.28 per share |
| 2007 |
New World Department Store China Ltd. |
Senior co-manager |
International offering and Hong Kong public offering of 406,300,000 shares at maximum price of HK$5.80 per share |
| 2007 |
Vinda International Holdings Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 300,570,000 shares at maximum price of HK$3.68 per share |
| 2007 |
Fosun International Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 1,250,000,000 shares at maximum price of HK$9.23 per share |
| 2007 |
China Properties Group Ltd. |
Co-Manager |
International offering and public offering of 450,000,000 shares at maximum price of HK$4.70 per share |
| 2006 |
China Coal Energy Company Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 3,246,374,000 H shares at maximum price of HK$4.05 per H share |
| 2006 |
China Communications Services Corporation Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 1,291,293,000 H shares at maximum price of HK$2.20 per H share |
| 2006 |
China Communications Construction company Ltd. |
Co-Lead Manger |
International offering and Hong Kong public offering of 3,500,000,000 H shares at maximum price of HK$4.60 per H share |
| 2006 |
Industrial and Commercial Bank of China Ltd. |
Co-Lead Manger |
International offering and Hong Kong public offering of 35,391,000,000 H shares at maximum price of HK$3.07 per H share |
| 2006 |
China Merchants Bank Co., Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 2,200,000,000 H shares at maximum price of HK$8.55 per H share |
| 2006 |
Bank of China Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 25,568,590,000 H shares at maximum price of HK$3.00 per H share |
| 2006 |
Tianjin Port Development Holdings Ltd. |
Co-Manager |
International placing and Hong Kong public offering of 578,000,000 shares at maximum price of HK$1.88 per share |
| 2006 |
Golden Eagle Retail Group Ltd. |
Co-Manager |
Placing and public offering of 450,000,000 shares at maximum price of HK$3.15 per share |
| 2006 |
Nine Dragons Paper (Holdings) Ltd. |
Underwriter |
International offering and Hong Kong public offering of 1,000,000,000 shares at maximum price of HK$3.40 per share |
| 2005 |
Dynasty Fine Wines Group Ltd. |
Senior Co-Manager |
International placing and Hong Kong public offering of 300,000,000 shares at maximum price of HK$2.25 per share |
| 2005 |
Shanghai Electric Group Co. Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 2,972,912,000 H shares at maximum price of HK$1.76 per share |
| 2005 |
China Shenhua Energy Co. Ltd. |
Co-Manager |
International offering and Hong Kong public offering of 3,063,500,000 H shares at maximum price of HK$9.25 per share |
| 2005 |
Bank of Communications Co., Ltd. |
Co-Manager |
Hong Kong public offering of 292,782,000 H shares at maximum price of HK$2.55 per H share |
| 2004 |
Ping An Insurance (Group) Company of China, Ltd. |
Co-Manager |
Hong Kong public offering of 69,395,000 H shares at maximum price of HK$11.88 per H share |
| 2003 |
Weiqiao Textile Co. Ltd. |
Co-Manager |
Placing and public offering of 249,770,000 H shares at maximum price of HK$8.55 per H share |
| 2002 |
BOC Hong Kong (Holdings) Ltd |
Underwriter |
Hong Kong public offering of 229,843,500 shares at maximum price of HK$9.50 per share |
| 2000 |
China Petroleum & Chemical Corp. |
Underwriter |
Hong Kong public offering of 839,024,000 H shares at maximum price of HK$1.77 per H share |
| 1997 |
China Southern Airlines Co. Ltd. |
Senior Co-Lead Manger |
New issue of 1,030,000,000 H shares at HK$4.70 per H share |
| Secondary offerings (Placements & underwriting) |
| 2009 |
Sinolink Worldwide Holdings Ltd |
Placing agent |
Placing of convertible notes up to a maximum principal amount of HK$500 million |
| 2008 |
Hopefluent Group Holdings Ltd. |
Placing agent |
Placing of 49,200,000 new shares at HK$0.65 per share |
| 2008 |
Asia Standard International Group Ltd. |
Underwriter |
Rights issue of 3,625,274,773 rights shares at HK$0.18 per rights share in the proportion of one rights share for every two shares |
| 2008 |
China Oil Resources Holdings Ltd. |
Underwriter |
Open offer of 647,577,739 offer shares at HK$0.288 per offer share in the proportion of one offer share for every two shares |
| 2007 |
Mongolia Energy Corporation Ltd. |
Placing agent |
Placing of 1,100,000,000 new shares at HK$0.24 per share |
| 2007 |
Yunnan Enterprises Holdings Ltd. |
Placing agent |
Placing of 46,750,000 exisiting shares at HK$0.43 per share |
| 2007 |
BIG Media Group Ltd. |
Placing agent |
Placing of 300,000,000 new shares at 0.242 per share |
| 2007 |
Rising Development Holdings Ltd. |
Placing agent |
Top up placing of 120,000,000 shares at HK$1.47 per share |
| 2007 |
Freeman Corporation Ltd. |
Placing agent |
Underwriter Placing of convertible notes with principal amount of HK$100 million |
| 2007 |
China Sci-Tech Holdings Ltd. |
Placing agent |
Placing of 1,100,000,000 new shares at HK$0.10 per share |
| 2007 |
China Sci-Tech Holdings Ltd. |
Placing agent |
Placing of convertible notes with principal amount of HK$165 million |
| 2007 |
Hanny Holdings Ltd. |
Placing agent |
Placing of 43,500,000 existing shares at HK$3.4 per share |
| 2007 |
Wonson International Holdings Ltd. |
Placing agent |
Placing of 500,000,000 new shares at HK$0.16 per share |
| 2007 |
Wonson International Holdings Ltd. |
Placing agent |
Placing of convertible notes with principal amount of HK$150 million |
| 2007 |
Wonson International Holdings Ltd. |
Underwriter |
Placing of 100,000,000 new shares at HK$0.16 per share |
| 2007 |
Trasy Gold Ex Ltd. |
Placing agent |
Placing of 550,000,000 existing shares of HK$0.205 per share |
| 2007 |
Asia Orient Holdings Ltd. |
Underwriter and FA |
Rights issue of 192,858,782 Shares at HK$1.30 per rights share in the proportion of one rights share for every two shares |
| 2007 |
Hanny Holdings Ltd. |
Underwriter |
Underwriting of 70,000,000 new shares at HK$0.2 per share |
| 2007 |
139 Holdings Ltd. |
Underwriter |
Placing of 271,900,000 new shares at HK$0.21 per share |
| 2006 |
Asia Orient Holdings Ltd. |
Underwriter & FA |
Rights issue of 127,278,986 rights shares at HK$1.30 per rights share in the proportion of one rights share for every two shares |
| 2006 |
New World Development Company Ltd. |
Placing agent |
Placing of 107,000,000 shares at HK$11.50 per share |
| 2005 |
International Entertainment Inc. |
Placing agent |
Placing of 31,000,000 shares at HK$8.50 per share |
| 2005 |
Ruili Holdings Ltd. |
Underwriter |
Rights issue of 1,615,668,333 rights shares at HK$0.10 per rights share in the proportion of three rights share for every one share |
| 2005 |
New World China Land Ltd. |
Placing agent |
Placing of 262,000,000 shares at HK$2.90 per share |
| 2004 |
Beijing Beida Jade Bird Universal Sci-Tech Co. Ltd. |
Placing agent |
Placing of 80,800,000 shares at HK$0.75 per share |
| 2004 |
International Entertainment Inc. |
Placing agent |
Placing of 80,000,000 shares at HK$1.00 per share |
| 2003 |
Asia Standard Hotel Group Ltd. |
Placing agent |
Placing of convertible notes up to a maximum principal amount of HK$50 million |
| 2002 |
Companion Building Material International Holdings Ltd. |
Placing agent |
Placing of 25,000,000,000 new shares at HK$0.01 per share |
| 2002 |
The Cross-Harbour (Holdings) Ltd. |
Underwriter & FA |
Placing underwriter for placing of convertible notes with principal amount of HK$133 million
FA on issue of a convertible note with principal amount of HK$117 million |
| 2001 |
City Telecom (H.K.) Ltd. |
FA |
Issue of warrants by way of an open offer of not less than 98,214,800 warrants at HK$0.11 per warrant carrying subscription rights of not less than HK$39,285,920 in new shares |
| 2001 |
Playmates Interactive Entertainment Ltd. |
Underwriter |
Rights issue of 336,351,836 rights shares at HK$0.32 per rights share on the basis of one rights share for every two shares |
| 2000 |
Yugang Int'l Ltd. |
Placing agent |
Placing of 509,000,000 shares at HK$0.45 per share |
| 1999 |
Union Bank of Hong Kong Ltd. |
Underwriter |
Rights issue of 150,191,118 rights shares at HK$3.70 per rights share in the proportion of one rights share for every two shares |
